Recruitment Agency in Norfolk - P + S Personnel Services

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Compliance Supervisor

Compliance Supervisor

  • Location: North Norfolk
  • Salary: Negotiable
  • Working Hours: Full Time
  • Length of Employment: Perm
  • Reference: PS2883HT
  • Sector: Quality
  • Vacancy First Advertised: 24th Oct 2019

Our client are an independent financial advisers and due to internal promotion, they are looking for an experienced Compliance Supervisor, with a QCF or equivalent qualification to join their team based in North Norfolk.

Duties include:
• The development and review of company policies
• Creating and following up on action plans
• Evaluate company operations
• Ensure staff are up to date on latest regulations
• Complete file reviews
• Running reports
• Follow up on all compliance queries
• Develop new procedures and policy documents for them
• Support and coach other team members

You will ideally be qualified to Level 4 or equivalent. A CeMap qualification is advantageous

If you are interested and would like to know more then please get in touch today!

Alternatively, please email your CV directly to

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